Boussard & Gavaudan Investment Management LLP: Form 8.3 –

FORM 8.3

PUBLIC OPENING OF POSITION/DISCLOSURE OF AGREEMENT

A PERSON WITH AN INTEREST IN THE RELEVANT SECURITIES OF 1% OR MORE

Rule 8.3 of the Takeover Code (“Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/business activities are disclosed: Boussard & Gavaudan Investment Management LLP

Boussard & Gavaudan Gestion SAS

acting on behalf of various foundations

(b) The owner or controller of the interests and short positions disclosed, if different from 1(a):

Names of nominal owners or transport companies are not enough

(c) The name of the offeror/offeree to whose relevant securities this form relates:

Use a separate form for each offeror/recipient

NortonLifeLock Inc.

(d) If the exempt fund manager is related to the offeror/offeree, state so and identify the offeror/offeree:
(e) Date of position held/execution of agreement: August 12, 2022
(f) Has the disclosing party made or is currently making a disclosure under the Code with respect to any other party to this offering? Yes / Avast plc

2. POSITIONS OF THE DISCLOSURE PERSON

(a) Interests and short positions in relevant securities of the offeror or offeree subject to post-deal disclosure (if any)

Corresponding security class: $0.01 US ordinary

ISIN: US6687711084

interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled by: 332,847 0.05%
(2) CFDs on derivatives (except options): 32,180 0.00%
(3) Options and buy/sell contracts:
TOGETHER: 365,027 0.05%

All interests and all short positions should be disclosed. Details of any open derivative or option positions or agreements to buy or sell the relevant securities should be provided in supplementary form 8 (Open Positions).

Corresponding security class: 2,000% Senior Unsecured Convertible Notes, August 2022

ID: US668771AB40

interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled by: 0 0.00%
(2) CFDs on derivatives (except options): 0 0.00%
(3) Options and buy/sell contracts:
TOGETHER: 0 0.00%

(b) Rights to subscribe for new securities (including options of directors and other managers)

The class of the relevant security in respect of which the subscription right exists:
Details, including the nature of the relevant rights and the relevant interest:

If there are positions or rights to subscribe to disclosures in more than one class of relevant securities of the offeror or offeree referred to in 1(c), copy Table 2(a) or (b) (as applicable) for each additional class of relevant securities security

3. AGREEMENTS (IF ANY) OF DISCLOSERS

(a) Purchase and Sale

The corresponding security class Buying/selling Number of securities Price per unit USD
$0.01 US ordinary Purchase 8,985 23.89

(b) Transactions with derivative instruments (except options)

The corresponding security class Product description

such as CFD

Nature of dealing

eg open/close long/short position, increase/decrease long/short position

Number of reference securities Price per unit

US dollars

$0.01 US ordinary CFDs Reduce short position 869 23.89

(c) Transactions with options on existing securities

(and) Write, sell, buy or change

The corresponding security class Product description e.g. call option Writing, buying, selling, variation, etc. Number of securities to which the option applies Performance price per unit Type

for example, American, European, etc.

Expiration date Option money paid/received per unit

(ii) Exercising

The corresponding security class Product description

e.g. call option

Number of securities Performance price per unit

(d) Other operations (including subscription to new securities)

The corresponding security class Nature of dealing

eg subscription, conversion

Details Price per unit (if available)

The currency of all prices and other monetary amounts must be specified.

If there were transactions in more than one class of eligible securities of the offeror or offeree listed in 1(c), copy Table 3(a), (b), (c) or (d) (as appropriate) for each additional class of eligible securities.

4. OTHER INFORMATION

(a) Indemnification and Other Agreements

Details of any indemnification or option arrangement, or any agreement or arrangement, formal or informal, in respect of the relevant securities, which may be an inducement to deal or refrain from dealing, entered into by the disclosing person and any party offer or by any person acting in agreement with the party to the offer:

If there are no such agreements, arrangements or arrangements, please indicate “none”

None

(b) Options or Derivatives Agreements, Arrangements or Arrangements

Details of any agreement, arrangement or arrangement, whether formal or informal, between the disclosing person and any other person relating to:

(i) the voting rights of any applicable securities under any option; or

(ii) voting rights or the future acquisition or disposal of any relevant securities referenced by any derivative instrument:

If there are no such agreements, arrangements or arrangements, please indicate “none”

None

(c) Attachments

Is additional form 8 (open vacancies) attached? NO

Date of disclosure: 15thousand August 2022
Contact person:

Deborah Winner

Phone number:

+44 203 751 54 12

Public disclosure under Rule 8 of the Code must be sent to the Regulatory Information Service and also sent by email to the Takeover Commission at [email protected]. The Committee’s market surveillance department is available for advice on the disclosure requirements of the Code on +44 (0)20 7638 0129.

The Code can be viewed on the Commission’s website at www.thetakeoverpanel.org.uk.

  • 12.08.2022 NortonLifeLock Inc

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